Securities Litigation

Are you involved in a securities litigation and in need of an experienced lawyer to take over your case? Whether you are a broker, venture capital firm, shareholder or investor involved a securities dispute, you need a business attorney who understands the deep complexities of securities litigation and can navigate them with a high degree of accuracy and detail. 

Securities law is one of the most complex legal fields, including numerous layers of state and federal regulations. All parties involved in the securities industry – from brokers and venture capital firms to shareholders and investors – have important rights, interests, and duties under the law. In the wake of the Enron scandal, the securities industry has become even more intensely regulated and closely scrutinized. For example, brokers must comply with heightened disclosure requirements. The proliferation of securities legislation has led to a great number of high-stakes, complex litigation cases.

I have extensive experience and success in the practice of securities law and litigation in Tulsa and throughout the Midwest, handling fraud claims under the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as successfully representing clients on both the plaintiffs’ and defendants' sides. Past clients include securities brokers, investors, shareholders, and bondholders. When you hire me, you can rest assured knowing you are getting a respected, knowledgeable and experienced securities litigator on your side.

RESOLVING YOUR SECURITIES LITIGATION CASE

Since securities laws are extremely intricate, it's of utmost importance to navigate your case with the highest degree of diligence, thoroughness, and aggressive evaluation. Upon consultation, I'll begin my work investigating and assessing your case, conducting interviews, reviewing pleadings, discovering relevant facts and information, and more. Once I've completed the first steps, I'll begin creating your deposition and strategizing for your case.

Defending through trial may seem like the only option, but it doesn't have to be. There exist opportunities to settle. Knowing when and how to approach the situation is an exercise in effective diplomacy and negotiation.

AN EXPERIENCED ATTORNEY CAN MANAGE THE INTRICACIES OF SECURITIES LAW

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GUIDING YOU WITH EXPERIENCE & PERSONALIZED ATTENTION

When you're ready for an experienced and respected securities litigator on your side, I'm ready for your case. From being intimately familiar with legal intricacies governing securities litigation to knowing the various agencies charged with implementing and enforcing securities regulations, including the U.S. Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), and the Financial Industry Regulatory Authority, Inc. (FINRA), it's easy to see that I'm the veteran securities litigator you need fighting for your business.

I've served as chairman of the National Association of Securities Dealers, Inc. (NASD) arbitration panel and have firsthand experience handling securities arbitration, lending me valuable insight into navigating securities litigation on behalf of clients. Among this, I’ll be your guide and sole point of contact throughout your entire case, bringing large firm and large client experience, in addition to personal, one-on-one attention.

Ready to get large firm experience with small firm benefits? Whether your business is local, national or multinational, I have the background and due diligence necessary to get the right results for you.

Call me today to get your case solved with experience and excellence on your side. 

YOUR TULSA SECURITIES LITIGATION LAWYER

My law office is in the heart of downtown Tulsa, OK in the penthouse of the First National Bank Building on the corner of 5th Street and Boston Avenue. I represent business clients throughout Oklahoma, Western Arkansas and the midwest. I also serve as local counsel and co-counsel for other law firms and routinely accept litigation referrals. To contact me and arrange an initial consultation for your business dispute, please visit my contact page